Services

Compliance Program

Development of a Compliance program adapted to your activity, consisting in: Know Your Customers, Anti-Money Laundering, Combating Terrorist Financing (KYC&AML&CFT) and the application of related international sanctions

Elaboration of internal regulations in the field of international sanctions

Consulting services for the development of internal regulations in the field of KYC&AML&CFT and international sanctions

Developing the risk assessment methodology

Consulting services for the development of your ML/FT risk methodology and the policies for managing these risks

Application of sanctioning measures

Advice on how to apply international sanctions, Advice on the structure of KYC&AML&CFT activity reports that are presented to executive management or risk/audit committees

Document management and workflow development

Know-how on the organization of documents and the development of appropriate workflows, so as to obtain added value in your activity and to enhance processes efficiency

NBR Authorization application file

Assistance for submitting to the NBR the authorization application file, for your company to comply with the requirements to operate as a Non-Banking Financial Institution (NBFI), Payment Institution (PI), e-Money Institution (EMI)

Review/audit support

Assistance and support during the examination/verification by the supervisory/external audit authorities; our team can advise your Board and team before, during and after supervision/external audit missions

Deficiency addressing plan

Proposal of appropriate measures to eliminate the deficiencies recorded in the supervisory reports drawn up by the supervisory authorities – NBR, Romanian FIU, FSA or external audit

Staff training

Elaboration and delivery of personalized staff training programs in Compliance: Know Your Customers, Anti-Money Laundering, Combating Terrorist Financing (KYC&AML&CFT) and the application of related international sanctions

Other services

Activities associated with the position of General Secretary

Related operations to prepare documents for the Secretary General's responsibilities and tasks

Related activities to ensure the General Secretary role for the General Assembly, Executive Committee/Board of Directors